Form Type: 4

SEC EDGAR Link
Accession Number:0001104659-22-067098
Date:2022-05-27
Issuer: QUEST RESOURCE HOLDING CORP (QRHC)
Original Submission Date:

Reporting Person:

WYNNEFIELD PARTNERS SMALL CAP VALUE LP I
450 SEVENTH AVENUE
SUITE 509 NEW YORK, NY 10123

Reporting Person:

WYNNEFIELD PARTNERS SMALL CAP VALUE LP
450 SEVENTH AVENUE
SUITE 509 NEW YORK, NY 10123

Reporting Person:

WYNNEFIELD SMALL CAP VALUE OFFSHORE FUND LTD
450 SEVENTH AVE
STE 509 NEW YORK, NY 10123

Reporting Person:

WYNNEFIELD CAPITAL MANAGEMENT LLC
450 SEVENTH AVE
STE 509 NEW YORK, NY 10123

Reporting Person:

WYNNEFIELD CAPITAL INC
450 SEVENTH AVE
STE 509 NEW YORK, NY 10123

Reporting Person:

WYNNEFIELD CAPITAL, INC. PROFIT SHARING PLAN
450 SEVENTH AVENUE
SUITE 509 NEW YORK, NY 10123

Reporting Person:

OBUS NELSON
450 SEVENTH AVENUE
SUITE 509 NEW YORK, NY 10123

Reporting Person:

LANDES JOSHUA
450 SEVENTH AVENUE
SUITE 509 NEW YORK, NY 10123

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK, $0.001 PAR VALUE PER SHARE 2022-05-27 P 12,198 a $4.40 1,168,138 f1 direct
COMMON STOCK, $0.001 PAR VALUE PER SHARE 2022-05-27 P 490 a $4.35 1,168,628 f1 direct
COMMON STOCK, $0.001 PAR VALUE PER SHARE 2022-05-27 P 12,802 a $4.40 1,322,625 indirect f2,f3,f4
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the reporting person directly beneficially 1,168,628 shares of common stock, $0.001 par value per share ("common stock") of quest resource holding corporation. wynnefield capital management, llc, as the sole general partner of the reporting person, has an indirect beneficial ownership interest in the shares of common stock that the reporting person directly beneficially owns. nelson obus and joshua landes, as co-managing members of wynnefield capital management, llc, have an indirect beneficial ownership interest in the shares of common stock that the reporting person directly beneficially owns.
f2 the reporting person has an indirect beneficial ownership interest in 771,229 shares of common stock, which are directly beneficially owned by wynnefield partners small cap value, l.p., as members of a group under section 13(d) of the securities exchange act of 1934, as amended (the "exchange act"). wynnefield partners small cap value, l.p., which maintains offices at the same address as the reporting person, is filing this statement jointly with the reporting person. wynnefield capital management, llc, as the sole general partner of wynnefield partners small cap value, l.p., has an indirect beneficial ownership interest in the shares of common stock that wynnefield partners small cap value l.p. directly beneficially owns. nelson obus and joshua landes, as co-managing members of wynnefield capital management, llc, have an indirect beneficial ownership interest in the shares of common stock that wynnefield partners small cap value, l.p. directly beneficially owns.
f3 the reporting person has an indirect beneficial ownership interest in 291,436 shares of common stock, which are directly beneficially owned by wynnefield small cap value offshore fund, ltd., as members of a group under section 13(d) of the exchange act. wynnefield small cap value offshore fund, ltd., which maintains offices at the same address as the reporting person, is filing this statement jointly with the reporting person. wynnefield capital, inc. as the sole investment manager of wynnefield small cap value offshore fund, ltd., has an indirect beneficial ownership interest in the shares of common stock that wynnefield small cap value offshore fund, ltd. directly beneficially owns. nelson obus and joshua landes, as principal executive officers of wynnefield capital, inc., have an indirect beneficial ownership interest in the shares of common stock that wynnefield small cap value offshore fund, ltd. directly beneficially owns.
f4 the reporting person has an indirect beneficial ownership interest in 264,803 shares of common stock, which are directly beneficially owned by wynnefield capital, inc. profit sharing plan, as members of a group under section 13(d) of the exchange act. wynnefield capital, inc. profit sharing plan, which maintains offices at the same address as the reporting person, is filing this form jointly with the reporting person. mr. obus and mr. landes, as co-trustees, has the power to vote and dispose of wynnefield capital, inc. profit sharing plan's investments in securities and has an indirect beneficial ownership interest in the shares of common stock that wynnefield capital, inc. profit sharing plan directly beneficially owns.

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