| Accession Number: | 0000898770-22-000050 |
| Date: | 2022-06-01 |
| Issuer: | SHARPS COMPLIANCE CORP (SMED) |
| Original Submission Date: |
TUSA DAVID P
9220 KIRBY DRIVE
SUITE 500
HOUSTON, TX 77054
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | 2022-06-01 | M | 60,000 | a | $3.80 | 148,088 | direct | ||
| COMMON STOCK | 2022-06-01 | S | 60,000 | d | $4.32 | 88,088 | direct | ||
| COMMON STOCK | 2022-06-02 | M | 56,994 | a | $3.80 | 145,082 | direct | ||
| COMMON STOCK | 2022-06-02 | S | 56,994 | d | $4.41 | 88,088 | direct | ||
| COMMON STOCK | 2022-06-02 | S | 31,994 | d | $4.42 | 56,094 | direct |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| SHARPS COMPLIANCE 2010 STOCK PLAN OPTIONS | 3.8 | 2022-06-01 | deemed execution date | M | 60,000 (d) | 2020-02-13 | 2026-02-13 | common stock 60,000 | $3.80 | 187,813 | direct | |
| SHARPS COMPLIANCE 2010 STOCK PLAN OPTIONS | 3.8 | 2022-06-02 | deemed execution date | M | 56,994 (d) | 2020-02-13 | 2026-02-13 | common stock 56,994 | $3.80 | 130,819 | direct |
| ID | footnote |
|---|---|
| f1 | cashless exercise and immediate sale through a broker of a stock award granted on february 13, 2019. all shares were issued under the sharps compliance corp. 2010 stock plan and were scheduled to expire on february 13, 2026. |
| f2 | this represents the weighted average sale of the 60,000 shares. shares were sold between a range of $4.30 and $4.365. |
| f3 | this represents the weighted average sale of the 56,994 shares. shares were sold between a range of $4.40 and $4.465. |
