Form Type: 4

SEC EDGAR Link
Accession Number:0001823608-22-000105
Date:2022-06-02
Issuer: AMALGAMATED FINANCIAL CORP. (AMAL)
Original Submission Date:

Reporting Person:

DARBY JASON
275 7TH AVENUE
NEW YORK, NY 10001

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2022-06-02 M 18,920 a $13.75 32,090 direct
COMMON STOCK 2022-06-02 F 14,603 d $21.37 17,487 direct
COMMON STOCK 2022-06-02 S 4,317 d $21.00 13,170 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
NON-QUALIFIED STOCK OPTION (RIGHT TO BUY) 13.75 2022-06-02 deemed execution date M 18,920 (d) 2022-07-31 common stock 18,920 $13.75 0 direct
Footnotes
IDfootnote
f1 the transactions reported in this form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on 5/20/2022.
f2 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $21.00 to $21.07. the reporting person undertakes to provide to amal, any security holder of amal, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this form 4.
f3 stock options vested in three equal installments on each of 1/1/2018, 1/1/2019, and 1/1/2020.
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