| Accession Number: | 0000921895-22-001915 |
| Date: | 2022-06-02 |
| Issuer: | QUEST RESOURCE HOLDING CORP (QRHC) |
| Original Submission Date: |
SWEITZER DAVID P
3481 PLANO PARKWAY
THE COLONY, TX 75056
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | 2022-06-02 | M | 23,561 | a | $1.51 | 32,072 | direct | ||
| COMMON STOCK | 2022-06-02 | S | 23,561 | d | $4.41 | 8,511 | direct | ||
| COMMON STOCK | 2022-06-03 | M | 2,193 | a | $1.51 | 10,704 | direct | ||
| COMMON STOCK | 2022-06-03 | S | 2,193 | d | $4.40 | 8,511 | direct | ||
| COMMON STOCK | 2022-06-06 | M | 1,163 | a | $1.51 | 9,674 | direct | ||
| COMMON STOCK | 2022-06-06 | S | 1,163 | d | $4.40 | 8,511 | direct | ||
| COMMON STOCK | 2022-06-02 | 0 | $0.00 | 22,425 | direct |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 1.51 | 2022-06-02 | deemed execution date | M | 23,561 (d) | 2030-03-16 | common stock 23,561 | $1.51 | 74,292 | direct | ||
| EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 1.51 | 2022-06-03 | deemed execution date | M | 2,193 (d) | 2030-03-16 | common stock 2,193 | $1.51 | 72,099 | direct | ||
| EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 1.51 | 2022-06-06 | deemed execution date | M | 1,163 (d) | 2030-03-16 | common stock 1,163 | $1.51 | 70,936 | direct |
| ID | footnote |
|---|---|
| f1 | these shares represent the number of shares exercised by the reporting person. |
| f2 | this transaction was executed in multiple trades at prices ranging from $4.40 to $4.495. the price above reflects the weighted average sale price. |
| f3 | this transaction was executed in multiple trades at prices ranging from $4.40 to $4.41. the price above reflects the weighted average sale price. |
| f4 | this transaction was executed in multiple trades at prices ranging from $4.40 to $4.45. the price above reflects the weighted average sale price. |
| f5 | these securities represent deferred stock units granted under the issuer's 2012 incentive compensation plan held by the reporting person. |
| f6 | the option, representing a right to purchase a total of 105,000 shares, is exercisable in three equal annual installments beginning on march 16, 2021, which was the first anniversary of the date on which the option was granted. |
