Form Type: 4

SEC EDGAR Link
Accession Number:0001104659-22-069702
Date:2022-06-08
Issuer: MFA FINANCIAL, INC. (MFA)
Original Submission Date:

Reporting Person:

WALD RICHARD C.
C/O MFA FINANCIAL, INC.
ONE VANDERBILT AVENUE, 48TH FLOOR NEW YORK, NY 10017

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2022-06-08 deemed execution date A 10,973 (a) 2028-01-15 2028-01-15 common stock 10,973 $0.00 35,116 direct
Footnotes
IDfootnote
f1 each restricted stock unit represents the right to receive one share of mfa financial, inc. common stock.
f2 the restricted stock units were fully vested as of the date of grant and will be settled in an equivalent number of shares of mfa common stock. except in certain circumstances, the restricted stock units will be settled on the earlier of (i) the reporting person's termination of service as a director of mfa financial, inc. and (ii) on or about january 15, 2028.
f3 number of derivative securities beneficially owned has been adjusted to reflect the issuer's 1-for-4 reverse stock split effected on april 4, 2022.
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