Accession Number: | 0001104659-22-069702 |
Date: | 2022-06-08 |
Issuer: | MFA FINANCIAL, INC. (MFA) |
Original Submission Date: |
WALD RICHARD C.
C/O MFA FINANCIAL, INC.
ONE VANDERBILT AVENUE, 48TH FLOOR
NEW YORK, NY 10017
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
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Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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RESTRICTED STOCK UNITS | 0.0 | 2022-06-08 | deemed execution date | A | 10,973 (a) | 2028-01-15 | 2028-01-15 | common stock 10,973 | $0.00 | 35,116 | direct |
ID | footnote |
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f1 | each restricted stock unit represents the right to receive one share of mfa financial, inc. common stock. |
f2 | the restricted stock units were fully vested as of the date of grant and will be settled in an equivalent number of shares of mfa common stock. except in certain circumstances, the restricted stock units will be settled on the earlier of (i) the reporting person's termination of service as a director of mfa financial, inc. and (ii) on or about january 15, 2028. |
f3 | number of derivative securities beneficially owned has been adjusted to reflect the issuer's 1-for-4 reverse stock split effected on april 4, 2022. |