Form Type: 4

SEC EDGAR Link
Accession Number:0001437749-22-014831
Date:2022-06-10
Issuer: SENECA FOODS CORP (SENEA)
Original Submission Date:

Reporting Person:

PALMBY PAUL LAURENCE
C/O SENECA FOODS CORPORATION
418 E CONDE ST JANESVILLE, WI 53546

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
SENECA FOODS CLASS B COMMON 2022-06-10 J 1,264 a $58.00 2,033 direct
SENECA FOODS CLASS A COMMON 2022-06-10 0 $0.00 1,566 indirect
SENECA FOODS CLASS B COMMON 2022-06-10 0 $0.00 380 indirect
SENECA FOODS CLASS A COMMON 2022-06-10 0 $0.00 24,098 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 these holdings reflect the reporting person's units in the seneca foods corporation stock fund (the "stock fund") under the 401(k) plan. the stock fund is a unitized stock fund that holds shares of class a common stock as well as shares of class b common stock. a cash balance is also maintained in the stock fund to facilitate transfers between investment fund options in the 401(k) plan. the actual number of shares of class a common stock and class b common stock owned by the reporting person fluctuates daily based on the stock fund's aggregate holdings. the reporting person's holdings under the 401(k) plan also include additional units acquired in connection with elective deferrals and company matching contributions since the reporting person's last beneficial ownership report. those transactions were exempt from reporting pursuant to rule 16a-3(f)(1)(i)(b).
f2 these shares were acquired in lieu of cash compensation pursuant to the company's executive profit sharing bonus plan.
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