Accession Number: | 0001850079-22-000050 |
Date: | 2022-06-09 |
Issuer: | CODEX DNA, INC. (DNAY) |
Original Submission Date: |
WITNEY FRANK
C/O CODEX DNA, INC.
9535 WAPLES STREET, SUITE 100
SAN DIEGO, CA 92121
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2022-06-09 | A | 20,630 | a | $0.00 | 20,630 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
STOCK OPTION (RIGHT TO BUY) | 3.49 | 2022-06-09 | deemed execution date | A | 30,945 (a) | 2032-06-09 | common stock 30,945 | $3.49 | 30,945 | direct |
ID | footnote |
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f1 | these securities are restricted stock units ("rsus"). each rsu represents a contingent right to receive one share of codex dna, inc.'s (the "issuer") common stock. subject to the reporting person's continuing as a service provider (as defined in the issuer's 2021 sock incentive plan) through each such date, one hundred percent (100%) of the rsus shall vest on the earlier of (i) the one-year anniversary of the grant date or (ii) the day prior to the date of the annual meeting of the issuer's shareholders next following the grant date. "grant date" shall mean june 9, 2022. |
f2 | subject to the reporting person's continuing as a service provider (as defined in the issuer's 2021 sock incentive plan) through each such date, one hundred percent (100%) of the shares subject to the option shall vest on the earlier of (i) the one-year anniversary of the grant date or (ii) the day prior to the date of the annual meeting of the issuer's shareholders next following the grant date. "grant date" shall mean june 9, 2022. |