Form Type: 4

SEC EDGAR Link
Accession Number:0001850079-22-000049
Date:2022-06-09
Issuer: CODEX DNA, INC. (DNAY)
Original Submission Date:

Reporting Person:

TSINGOS CHRISTINE A
C/O CODEX DNA, INC.
9535 WAPLES STREET, SUITE 100 SAN DIEGO, CA 92121

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2022-06-09 A 20,630 a $0.00 20,630 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 3.49 2022-06-09 deemed execution date A 30,945 (a) 2032-06-09 common stock 30,945 $3.49 30,945 direct
Footnotes
IDfootnote
f1 these securities are restricted stock units ("rsus"). each rsu represents a contingent right to receive one share of codex dna, inc.'s (the "issuer") common stock. subject to the reporting person's continuing as a service provider (as defined in the issuer's 2021 sock incentive plan) through each such date, one hundred percent (100%) of the rsus shall vest on the earlier of (i) the one-year anniversary of the grant date or (ii) the day prior to the date of the annual meeting of the issuer's shareholders next following the grant date. "grant date" shall mean june 9, 2022.
f2 subject to the reporting person's continuing as a service provider (as defined in the issuer's 2021 sock incentive plan) through each such date, one hundred percent (100%) of the shares subject to the option shall vest on the earlier of (i) the one-year anniversary of the grant date or (ii) the day prior to the date of the annual meeting of the issuer's shareholders next following the grant date. "grant date" shall mean june 9, 2022.

Elevate your investments