Form Type: 4

SEC EDGAR Link
Accession Number:0000921895-22-001987
Date:2022-06-11
Issuer: HARVARD BIOSCIENCE INC (HBIO)
Original Submission Date:

Reporting Person:

ROSSI MICHAEL A.
C/O HARVARD BIOSCIENCE, INC.
84 OCTOBER HILL ROAD HOLLISTON, MA 01746

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2022-06-11 F 6,325 d $3.95 277,508 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the shares were disposed of to satisfy the reporting person's tax withholding obligation in connection with a performance restricted stock unit award previously granted to the reporting person that vested in part on june 11, 2022.
f2 include (a) 31,021 restricted stock units that will vest in three equal installments on december 29, 2022, 2023 and 2024, (b) 21,545 remaining restricted stock units that will vest on june 11, 2023, (c) 25,641 restricted stock units that will vest in two equal installments on december 29, 2022 and 2023, (d) 65,592 restricted stock units with performance based vesting conditions, (e) 23,878 remaining restricted stock units that will vest on july 18, 2022, (f) 21,545 remaining restricted stock units that will vest on december 29, 2022 and 2023, and (g) 88,286 shares of common stock beneficially owned by the reporting person.
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