Accession Number: | 0001209191-22-037387 |
Date: | 2022-06-14 |
Issuer: | RAFAEL HOLDINGS, INC. (RFL) |
Original Submission Date: |
JONAS HOWARD S
C/O RAFAEL HOLDINGS, INC.
520 BROAD STREET
NEWARK, NJ 07102
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
CLASS B COMMON STOCK, PAR VALUE $.01 PER SHARE | 2022-06-14 | A | 132,980 | a | $1.88 | 132,980 | direct | ||
CLASS B COMMON STOCK, PAR VALUE $.01 PER SHARE | 2022-06-14 | A | 319,150 | a | $1.88 | 452,130 | direct | ||
CLASS B COMMON STOCK, PAR VALUE $.01 PER SHARE | 2022-06-14 | 0 | $0.00 | 112,561 | indirect | f5 | |||
CLASS B COMMON STOCK, PAR VALUE $.01 PER SHARE | 2022-06-14 | 0 | $0.00 | 778 | indirect | ||||
CLASS B COMMON STOCK, PAR VALUE $.01 PER SHARE | 2022-06-14 | 0 | $0.00 | 98,820 | indirect | ||||
CLASS B COMMON STOCK, PAR VALUE $.01 PER SHARE | 2022-06-14 | 0 | $0.00 | 2,100 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | grant of restricted stock that vests as follows: 33,245 shares on each of september 14, 2022, december 14, 2022, march 14, 2023 and june 14, 2023. |
f2 | consists of restricted stock that vests as follows: 33,245 shares on each of september 14, 2022, december 14, 2022, march 14, 2023 and june 14, 2023. |
f3 | grant of restricted stock that vests as follows: 159,575 shares on each of june 14, 2023 and june 14, 2024. |
f4 | consists of restricted stock that vests as follows: 33,245 shares on each of september 14, 2022, december 14, 2022 and march 14, 2023; 192,820 shares on june 14, 2023; and 159,575 shares on june 14, 2024. |
f5 | owned by trusts for the benefit of the reporting person's children, and managed by reporting person's immediate family member. |
f6 | as of may 31, 2022. |