Form Type: 4

SEC EDGAR Link
Accession Number:0001850079-22-000060
Date:2022-06-15
Issuer: CODEX DNA, INC. (DNAY)
Original Submission Date:

Reporting Person:

ESSER ERIC EUGENE
C/O CODEX DNA, INC.
9535 WAPLES STREET, SUITE 100 SAN DIEGO, CA 92121

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 2.71 2022-06-15 deemed execution date A 225,000 (a) 2032-06-15 common stock 225,000 $2.71 225,000 direct
Footnotes
IDfootnote
f1 subject to the reporting person's continuing as a service provider (as defined in the issuer's 2021 stock incentive plan) through each applicable vesting date, twenty-five percent (25%) of the shares subject to the option shall vest on the one (1) year anniversary of the vesting commencement date, and one thirty-sixth (1/36th) of the remaining shares subject to the option shall vest in equal monthly installments on the same day of the month as the vesting commencement date. "vesting commencement date" shall mean june 1, 2022.

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