Form Type: 4

SEC EDGAR Link
Accession Number:0001104659-22-073166
Date:2022-06-16
Issuer: STELLUS CAPITAL INVESTMENT CORP (SCM)
Original Submission Date:

Reporting Person:

LADD ROBERT T.
C/O STELLUS CAPITAL INVESTMENT CORP
4400 POST OAK PARKWAY, SUITE 2200 HOUSTON, TX 77027

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2022-06-16 P 1,000 a $11.48 632,592 direct
COMMON STOCK 2022-06-16 P 1,000 a $11.52 631,592 direct
COMMON STOCK 2022-06-16 P 1,000 a $11.49 630,592 direct
COMMON STOCK 2022-06-16 P 1,000 a $11.40 629,592 direct
COMMON STOCK 2022-06-16 P 1,000 a $11.48 628,592 direct
COMMON STOCK 2022-06-16 P 1,000 a $11.30 627,592 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 includes shares acquired pursuant to the issuer's dividend reinvestment plan.
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