Accession Number: | 0001209191-22-038777 |
Date: | 2022-06-17 |
Issuer: | SPRINKLR, INC. (CXM) |
Original Submission Date: |
SINGH PAVITAR
C/O SPRINKLR, INC.
29 WEST 35TH STREET, 7TH FLOOR
NEW YORK, NY 10001
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
CLASS A COMMON STOCK | 2022-06-17 | C | 2,500 | a | $0.00 | 294,738 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
CLASS B COMMON STOCK | 0.0 | 2022-06-17 | deemed execution date | C | 2,500 (d) | class a common stock 2,500 | $0.00 | 1,393,921 | direct |
ID | footnote |
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f1 | each share of class b common stock is convertible at any time at the option of the reporting person into one share of class a common stock. each share of class b common stock will convert automatically into shares of class a common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of class b common stock, subject to certain exceptions specified in the issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of class b common stock represent less than 5.0% of the issuer's then-outstanding class a and class b common stock, subject to certain timing criteria. |
f2 | includes 1,909 shares acquired under the issuer's employee stock purchase plan on june 15, 2022. |