Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-22-038777
Date:2022-06-17
Issuer: SPRINKLR, INC. (CXM)
Original Submission Date:

Reporting Person:

SINGH PAVITAR
C/O SPRINKLR, INC.
29 WEST 35TH STREET, 7TH FLOOR NEW YORK, NY 10001

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2022-06-17 C 2,500 a $0.00 294,738 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
CLASS B COMMON STOCK 0.0 2022-06-17 deemed execution date C 2,500 (d) class a common stock 2,500 $0.00 1,393,921 direct
Footnotes
IDfootnote
f1 each share of class b common stock is convertible at any time at the option of the reporting person into one share of class a common stock. each share of class b common stock will convert automatically into shares of class a common stock, on a one-to-one basis, upon the following: (1) the sale or transfer of such share of class b common stock, subject to certain exceptions specified in the issuer's amended and restated certificate of incorporation; (2) the death of the reporting person; and (3) the final conversion date, defined as the first trading day on or after the date on which the outstanding shares of class b common stock represent less than 5.0% of the issuer's then-outstanding class a and class b common stock, subject to certain timing criteria.
f2 includes 1,909 shares acquired under the issuer's employee stock purchase plan on june 15, 2022.
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