Form Type: 4

SEC EDGAR Link
Accession Number:0001747001-22-000003
Date:2022-06-21
Issuer: KEWAUNEE SCIENTIFIC CORP /DE/ (KEQU)
Original Submission Date:

Reporting Person:

NOBLE RYAN S.
2700 WEST FRONT STREET
STATESVILLE, NC 28677

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2022-06-21 M 2,243 a $0.00 4,704 direct
COMMON STOCK 2022-06-21 F 641 d $13.99 4,063 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2022-06-21 deemed execution date M 2,243 (d) common stock 2,243 $0.00 0 direct
Footnotes
IDfootnote
f1 restricted stock units convert to common stock on a one-for-one basis.
f2 on june 19, 2019, the reporting person was granted restricted stock units that vest as follows: (a) 30% of the number of restricted stock units subject to the award consist of service-based restricted stock units that vest in three equal annual installments beginning june 19, 2020, subject to the reporting person's continued employment with the company; and (b) 70% of the number of restricted stock units subject to the award consist of performance-based restricted stock units that vest only if performance goals are achieved over a three-year period. the actual number of units (if any) received under this award depend on continued employment and actual performance over the three-year performance period.
f3 the performance-based restricted stock units subject to the award partially expired on june 19, 2022 as a result of the company's failure to fully achieve the applicable performance goals over the three-year period.
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