Accession Number: | 0001209191-22-039334 |
Date: | 2022-06-22 |
Issuer: | C3.AI, INC. (AI) |
Original Submission Date: |
ABBO EDWARD Y
C/O C3.AI, INC.
1300 SEAPORT BLVD, SUITE 500
REDWOOD CITY, CA 94063
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
CLASS A COMMON STOCK | 2022-06-24 | S | 175 | d | $19.21 | 212,473 | direct | ||
CLASS A COMMON STOCK | 2022-06-22 | 0 | $0.00 | 149,577 | indirect | f2 | |||
CLASS A COMMON STOCK | 2022-06-22 | 0 | $0.00 | 149,578 | indirect | f3 | |||
CLASS A COMMON STOCK | 2022-06-22 | 0 | $0.00 | 149,578 | indirect | f4 |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
RESTRICTED STOCK UNITS | 0.0 | 2022-06-22 | deemed execution date | A | 64,588 (a) | class a common stock 64,588 | $0.00 | 64,588 | direct | |||
RESTRICTED STOCK UNITS | 0.0 | 2022-06-22 | deemed execution date | A | 1,200,000 (a) | class a common stock 1,200,000 | $0.00 | 1,200,000 | direct |
ID | footnote |
---|---|
f1 | shares sold to cover tax obligation from settlement of vested restricted stock units (rsus). |
f2 | the shares are held by the abbo 2012 children's trust fbo casey cecile abbo, of which the reporting person is trustee. |
f3 | the shares are held by the abbo 2012 children's trust fbo dana lauren abbo, of which the reporting person is trustee. |
f4 | the shares are held by the abbo 2012 children's trust fbo layla grace abbo, of which the reporting person is trustee. |
f5 | each rsu represents a contingent right to receive one share of the issuer's class a common stock upon settlement. |
f6 | 12.5% of each such rsu award shall vest on september 15, 2022 and 12.5% of each such rsu award shall vest on a quarterly basis thereafter, so long as the reporting person continues to provide services through such vesting date. |
f7 | 6.25% of each such rsu award shall vest on september 15, 2022 and 6.25% of each such rsu award shall vest on a quarterly basis thereafter, so long as the reporting person continues to provide services through such vesting date. |