Form Type: 4

SEC EDGAR Link
Accession Number:0001814145-22-000002
Date:2022-06-23
Issuer: KEWAUNEE SCIENTIFIC CORP /DE/ (KEQU)
Original Submission Date:

Reporting Person:

BATDORFF DOUGLAS J.
2700 WEST FRONT STREET
STATESVILLE, NC 28677

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2022-06-23 M 988 a $0.00 2,338 direct
COMMON STOCK 2022-06-23 F 283 d $13.82 2,055 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS FY21 0.0 2022-06-23 deemed execution date M 988 (d) common stock 988 $0.00 5,429 direct
Footnotes
IDfootnote
f1 restricted stock units convert to common stock on a one-for-one basis.
f2 on june 23, 2020, the reporting person was granted restricted stock units that vest as follows: (a) 40% of the number of restricted stock units subject to the award consist of service-based restricted stock units that vest in three equal annual installments beginning on june 23, 2021, subject to the reporting person's continued employment with the company, and (b) 60% of the number of restricted stock units subject to the award consist of performance-based restricted stock units that vest only if performance goals are achieved over a three-year period. the actual number of units (if any) received under this award will depend on continued employment and actual performance over the three-year performance period.
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