Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-22-039471
Date:2022-06-23
Issuer: ARLINGTON ASSET INVESTMENT CORP. (AAIC)
Original Submission Date:

Reporting Person:

BERCE DANIEL E
C/O ARLINGTON ASSET INVESTMENT CORP.
6862 ELM STREET, SUITE 320 MCLEAN, VA 22101

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2022-06-23 P 46,959 a $3.19 61,959 direct
CLASS A COMMON STOCK 2022-06-24 P 3,041 a $3.30 65,000 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
DEFERRED STOCK UNITS 0.0 deemed execution date 0 ( ) class a common stock $0.00 46,097 direct
RESTRICTED STOCK UNITS 0.0 deemed execution date 0 ( ) class a common stock $0.00 71,319 direct
Footnotes
IDfootnote
f1 the price reported in column 4 is a weighted average price. these shares were purchased in multiple transactions at prices ranging from $3.080to $3.250. the reporting person undertakes to prove to arlington asset investment corp. (the "company"), any security holder of the company,or the staff of the securities and exchange commission (the "sec"), upon request, full information regarding the number of shares purchased ateach separate price within the range set forth in this footnote.
f2 the price reported in column 4 is a weighted average price. these shares were purchased in multiple transactions at prices ranging from $3.240to $3.320. the reporting person undertakes to prove to the company, any security holder of the company, or the staff of the sec, upon request,full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
f3 represents deferred stock units ("dsus") previously granted pursuant the company's 2021 long-term incentive plan. dsus have the same material terms as restricted stock units ("rsus"). no transaction occurred and is for informational purposes only.
f4 represents rsus previously granted pursuant the company's prior long-term incentive plans. rsus have the same material terms as dsus. no transaction occurred and is for informational purposes only.
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