Form Type: 4

SEC EDGAR Link
Accession Number:0001104659-22-076818
Date:2022-06-30
Issuer: HOOKIPA PHARMA INC. (HOOK)
Original Submission Date:

Reporting Person:

KANDERA REINHARD
C/O HOOKIPA PHARMA INC.
350 FIFTH AVENUE, 72ND FLOOR, SUITE 7240 NEW YORK, NY 10118

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 1.66 2022-06-30 deemed execution date A 92,950 (a) 2032-04-19 common stock 92,950 $1.66 92,950 direct
Footnotes
IDfootnote
f1 25% of this option shall vest on april 19, 2023, with the remainder vesting in 12 equal quarterly installments thereafter.
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