Form Type: 4

SEC EDGAR Link
Accession Number:0001048268-22-000071
Date:2022-07-01
Issuer: IES HOLDINGS, INC. (IESC)
Original Submission Date:

Reporting Person:

BALDOCK JENNIFER A
5433 WESTHEIMER RD
SUITE 500 HOUSTON, TX 77056

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2022-07-01 A 600 a $0.00 2,050 direct
COMMON STOCK 2022-07-01 0 $0.00 375 indirect f2
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 represents phantom stock units ("psus") granted pursuant to the ies holdings, inc. ("ies") 2006 equity incentive plan, as amended and restated (the "2006 equity incentive plan") upon ms. baldock electing to receive psus in lieu of cash or common stock for that portion of her retainer. each unit converts to one share of ies common stock when either (i) ms. baldock leaves the board of directors for any reason, or (ii) upon a change of control as defined in the 2006 equity incentive plan.
f2 the reporting person is a co-manager of the family limited liability company that owns the reported securities.
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