Form Type: 4

SEC EDGAR Link
Accession Number:0000926282-22-000044
Date:2022-07-13
Issuer: ADTRAN HOLDINGS, INC. (ADTN)
Original Submission Date:

Reporting Person:

STANTON THOMAS R
C/O ADTRAN
901 EXPLORER BLVD. HUNTSVILLE, AL 35806

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2022-07-13 A 204,290 a $0.00 842,082 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 represents a grant of restricted stock units ("rsus") with 75% vesting in 24 months, 6.25% vesting in 27 months, 6.25% vesting in 30 months, 6.25% vesting in 33 months and 6.25% vesting in 36 months following the date of grant.
f2 includes 648,483 time-based rsus that settle upon vesting in shares of the issuer's common stock.
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