Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-22-042287
Date:2022-07-13
Issuer: FRESHWORKS INC. (FRSH)
Original Submission Date:

Reporting Person:

SLOAT TYLER
C/O FRESHWORKS INC.
2950 S DELAWARE STREET, SUITE 201 SAN MATEO, CA 94403

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2022-07-13 C 24,678 a $0.00 300,907 direct
CLASS A COMMON STOCK 2022-07-13 F 24,678 d $12.77 276,229 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2022-07-13 deemed execution date M 46,870 (d) 2030-05-14 class b common stock 46,870 $0.00 984,380 direct
CLASS B COMMON STOCK 0.0 2022-07-13 deemed execution date M 46,870 (a) class a common stock 46,870 $0.00 594,529 direct
CLASS B COMMON STOCK 0.0 2022-07-13 deemed execution date C 24,678 (d) class a common stock 24,678 $0.00 569,851 direct
Footnotes
IDfootnote
f1 represents the number of shares withheld by the issuer to satisfy the tax withholding obligation in connection with the settlement of restricted stock units.
f2 each restricted stock unit represents a contingent right to receive one share of class b common stock.
f3 the shares of class b common stock are to be acquired upon the vesting of a restricted stock unit award granted to the reporting person. the restricted stock units shall vest as follows: 1/4th of the shares subject to the restricted stock unit vest on the first anniversary of april 13, 2020, and the remaining shares will vest in equal monthly installments thereafter over 36 months, subject to the reporting person continuing to be a service provider (as defined in the issuer's 2011 stock plan) and the occurrence of either (1) an ipo or (2) a sale event (each as defined in the issuer's 2011 stock plan), in each case, within 10 years following the grant date.
f4 each share of class b common stock held by the reporting person will automatically convert into one share of class a common stock upon the sale or transfer of such share of class b common stock, subject to certain exceptions, and in certain other circumstances described in the issuer's amended and restated certificate of incorporation. each share of class b common stock will also be convertible at any time at the option of the reporting person into one share of class a common stock, and has no expiration date.
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