| Accession Number: | 0001493152-22-020140 |
| Date: | 2022-07-21 |
| Issuer: | PERMA FIX ENVIRONMENTAL SERVICES INC (PESI) |
| Original Submission Date: |
DUGGAN KERRY C
8302 DUNWOODY PLACE, SUITE 250
ATLANTA,, GA 30350
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | 2022-07-21 | 0 | $0.00 | 8,908 | direct |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION | 5.15 | 2022-07-21 | deemed execution date | A | 10,000 (a) | 2032-07-21 | common stock 10,000 | $5.15 | 10,000 | direct | ||
| STOCK OPTION | 7.5 | deemed execution date | 0 ( ) | 2031-05-04 | common stock 6,000 | $7.50 | 6,000 | direct | ||||
| STOCK OPTION | 5.93 | deemed execution date | 0 ( ) | 2031-07-20 | common stock 10,000 | $5.93 | 10,000 | direct |
| ID | footnote |
|---|---|
| f1 | non-qualified stock option granted 5/4/2021 under the company's 2003 outside directors stock plan. the option vests fully six months from date of grant. |
| f2 | non-qualified stock option granted 7/20/2021 under the company's 2003 outside directors stock plan. the option vests over a four year period, at 1/4 increment per year. |
| f3 | non-qualified stock option granted 7/21/2022 under the company's 2003 outside directors stock plan. the option vests over a four year period, at 1/4 increment per year. |
