Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-22-043561
Date:2022-07-28
Issuer: FRESHWORKS INC. (FRSH)
Original Submission Date:

Reporting Person:

PADGETT BARRY L.
C/O FRESHWORKS INC.
2950 S DELAWARE STREET, SUITE 201 SAN MATEO, CA 94403

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2022-07-28 deemed execution date M 7,810 (d) 2030-03-02 class b common stock 7,810 $0.00 148,440 direct
RESTRICTED STOCK UNITS 0.0 2022-07-28 deemed execution date M 1,560 (d) 2031-08-04 class b common stock 1,560 $0.00 57,810 direct
CLASS B COMMON STOCK 0.0 2022-07-28 deemed execution date M 9,370 (a) class a common stock 9,370 $0.00 18,750 direct
Footnotes
IDfootnote
f1 each restricted stock unit represents a contingent right to receive one share of class b common stock.
f2 the shares of class b common stock are to be acquired upon the vesting of a restricted stock unit (rsu) award granted to the reporting person. the rsu shall vest as follows: 1/48th of the shares subject to the rsu will vest in equal monthly installments over 48 months following february 28, 2020, subject to the reporting person continuing to be a service provider (as defined in the issuer's 2011 stock plan) and the occurrence of either (1) an ipo or (2) a sale event (each as defined in the issuer's 2011 stock plan), in each case, within 10 years following the grant date.
f3 the shares of class b common stock are to be acquired upon the vesting of a rsu award granted to the reporting person. the rsu shall vest as follows: 1/48th of the shares subject to the rsu will vest in equal monthly installments over 48 months following august 28, 2021, subject to the reporting person continuing to be a service provider (as defined in the issuer's 2011 stock plan) and the occurrence of either (1) an ipo or (2) a sale event (each as defined in the issuer's 2011 stock plan), in each case, within 10 years following the grant date.
f4 each share of class b common stock held by the reporting person will automatically convert into one share of class a common stock upon the sale or transfer of such share of class b common stock, subject to certain exceptions, and in certain other circumstances described in the issuer's amended and restated certificate of incorporation. each share of class b common stock will also be convertible at any time at the option of the reporting person into one share of class a common stock, and has no expiration date.
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