Form Type: 4

SEC EDGAR Link
Accession Number:0001415889-22-008045
Date:2022-07-27
Issuer: NATIONAL BANK HOLDINGS CORP (NBHC)
Original Submission Date:

Reporting Person:

SOBERS PATRICK G.
7800 EAST ORCHARD ROAD, SUITE 300
GREENWOOD VILLAGE, CO 80111

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2022-07-27 M 1,028 a $19.56 19,284 direct
COMMON STOCK 2022-07-27 M 2,000 a $23.10 21,284 direct
COMMON STOCK 2022-07-27 D 3,028 d $40.61 18,256 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 19.56 2022-07-27 deemed execution date M 1,028 (d) 2026-03-01 common stock 1,028 $19.56 0 direct
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 23.1 2022-07-27 deemed execution date M 2,000 (d) 2030-04-01 common stock 2,000 $23.10 5,477 direct
Footnotes
IDfootnote
f1 time-vested stock option award. stock options vested in equal installments on april 28, 2017, april 28, 2018 and april 28, 2019.
f2 time-vested stock option award. stock options vest in equal installments on april 28, 2021, april 28, 2022 and april 28, 2023.
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