Form Type: 4

SEC EDGAR Link
Accession Number:0001831631-22-000223
Date:2022-08-01
Issuer: LOANDEPOT, INC. (LDI)
Original Submission Date:

Reporting Person:

FLANAGAN PATRICK J
C/O LOANDEPOT
26642 TOWNE CENTRE DRIVE FOOTHILL RANCH, CA 92610

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2022-08-01 M 16,900 a $0.00 782,949 direct
CLASS A COMMON STOCK 2022-08-01 F 4,115 d $1.77 778,834 direct
CLASS A COMMON STOCK 2022-08-01 0 $0.00 580,452 indirect f2
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2022-08-01 deemed execution date M 16,900 (d) class a common stock 16,900 $0.00 50,701 direct
Footnotes
IDfootnote
f1 each restricted stock unit ("rsu") represents a contingent right to receive, at settlement, one share of class a common stock or, at the option of the compensation committee, the cash value of one share of class a common stock
f2 the reporting person is the managing member of certavi asset holdings llc with sole authority to act.
f3 in accordance with the terms of the agreement, rsus that vested on july 28, 2022 were settled on august 1, 2022.
f4 the rsus are scheduled to vest as follows, 16,900 on each of 7/28/22, 7/28/23 and 7/28/24 and 16,901 on 7/28/25. within 30 days following each vesting date, issuer will deliver the number of shares of class a common stock that correspond to the number of rsus that vested or, at the discretion of the compensation committee, its cash equivalent.

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