Form Type: 4

SEC EDGAR Link
Accession Number:0001831631-22-000222
Date:2022-08-01
Issuer: LOANDEPOT, INC. (LDI)
Original Submission Date:

Reporting Person:

CARRILLO NICOLE
C/O LOANDEPOT, INC.
26642 TOWNE CENTRE DRIVE FOOTHILL RANCH, CA 92610

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK, PAR VALUE $0.001 PER SHARE 2022-08-01 M 34,091 a $0.00 307,930 direct
CLASS A COMMON STOCK, PAR VALUE $0.001 PER SHARE 2022-08-01 F 11,789 d $1.77 296,141 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2022-08-01 deemed execution date M 34,091 (d) class a common stock 34,091 $0.00 102,273 direct
Footnotes
IDfootnote
f1 each restricted stock unit ("rsu") represents a contingent right to receive, at settlement, one share of class a common stock or, at the option of the compensation committee, the cash value of one share of class a common stock
f2 in accordance with the terms of the agreement, rsus that vested on july 28, 2022 were settled on august 1, 2022.
f3 the rsus are scheduled to vest as follows, 34,091 on each of 7/28/22, 7/28/23, 7/28/24 and 7/28/25. within 30 days following each vesting date, issuer will deliver the number of shares of class a common stock that correspond to the number of rsus that vested or, at the discretion of the compensation committee, its cash equivalent.
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