| Accession Number: | 0001567619-22-014899 |
| Date: | 2022-08-01 |
| Issuer: | CODEXIS, INC. (CDXS) |
| Original Submission Date: |
DILLY STEPHEN GEORGE
C/O CODEXIS, INC.
200 PENOBSCOT DRIVE
REDWOOD CITY, CA 94063
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO BUY) | 6.73 | 2022-08-01 | deemed execution date | A | 700,000 (a) | 2032-08-01 | common stock 700,000 | $6.73 | 700,000 | direct |
| ID | footnote |
|---|---|
| f1 | option vests with respect to 25% of the shares subject thereto on august 1, 2023, with 1/48th of the shares vesting monthly thereafter, such that the option will be fully vested and exercisable on august 1, 2026. |
