Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-22-044462
Date:2022-08-02
Issuer: APPLIED THERAPEUTICS INC. (APLT)
Original Submission Date:

Reporting Person:

LERNER TEENA
C/O APPLIED THERAPEUTICS, INC.
545 FIFTH AVENUE, SUITE 1400 NEW YORK, NY 10017

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 1.22 2022-08-02 deemed execution date D 16,500 (d) 2032-06-02 common stock 16,500 $1.22 0 direct
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 1.05 2022-08-02 deemed execution date D 16,500 (a) 2032-06-02 common stock 16,500 $1.05 16,500 direct
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 19.7 2022-08-02 deemed execution date D 16,500 (d) 2031-06-02 common stock 16,500 $19.70 0 direct
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 1.05 2022-08-02 deemed execution date D 16,500 (a) 2031-06-02 common stock 16,500 $1.05 16,500 direct
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 44.02 2022-08-02 deemed execution date D 10,230 (d) 2030-06-03 common stock 10,230 $44.02 0 direct
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 1.05 2022-08-02 deemed execution date D 10,230 (a) 2030-06-03 common stock 10,230 $1.05 10,230 direct
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 10.0 2022-08-02 deemed execution date D 20,460 (d) 2029-05-12 common stock 20,460 $10.00 0 direct
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 1.05 2022-08-02 deemed execution date D 20,460 (a) 2029-05-12 common stock 20,460 $1.05 20,460 direct
Footnotes
IDfootnote
f1 the transaction reported herein reflects a one-time stock option repricing that became effective on august 2, 2022 and is being reported in this manner solely to comply with the technical reporting requirements under section 16(a) of the securities exchange act of 1934, as amended. there have been no other changes to the terms of these options.
f2 reflects an initial grant of 16,500 options granted on june 3, 2022 that vests as follows: one-twelfth (1/12th) of the shares subject to the option shall vest on july 2, 2022 and each month thereafter, subject to the reporting person continuing to provide services through each such date.
f3 these options are fully vested.
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