Accession Number: | 0001209191-22-044462 |
Date: | 2022-08-02 |
Issuer: | APPLIED THERAPEUTICS INC. (APLT) |
Original Submission Date: |
LERNER TEENA
C/O APPLIED THERAPEUTICS, INC.
545 FIFTH AVENUE, SUITE 1400
NEW YORK, NY 10017
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
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Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 1.22 | 2022-08-02 | deemed execution date | D | 16,500 (d) | 2032-06-02 | common stock 16,500 | $1.22 | 0 | direct | ||
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 1.05 | 2022-08-02 | deemed execution date | D | 16,500 (a) | 2032-06-02 | common stock 16,500 | $1.05 | 16,500 | direct | ||
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 19.7 | 2022-08-02 | deemed execution date | D | 16,500 (d) | 2031-06-02 | common stock 16,500 | $19.70 | 0 | direct | ||
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 1.05 | 2022-08-02 | deemed execution date | D | 16,500 (a) | 2031-06-02 | common stock 16,500 | $1.05 | 16,500 | direct | ||
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 44.02 | 2022-08-02 | deemed execution date | D | 10,230 (d) | 2030-06-03 | common stock 10,230 | $44.02 | 0 | direct | ||
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 1.05 | 2022-08-02 | deemed execution date | D | 10,230 (a) | 2030-06-03 | common stock 10,230 | $1.05 | 10,230 | direct | ||
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 10.0 | 2022-08-02 | deemed execution date | D | 20,460 (d) | 2029-05-12 | common stock 20,460 | $10.00 | 0 | direct | ||
EMPLOYEE STOCK OPTION (RIGHT TO BUY) | 1.05 | 2022-08-02 | deemed execution date | D | 20,460 (a) | 2029-05-12 | common stock 20,460 | $1.05 | 20,460 | direct |
ID | footnote |
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f1 | the transaction reported herein reflects a one-time stock option repricing that became effective on august 2, 2022 and is being reported in this manner solely to comply with the technical reporting requirements under section 16(a) of the securities exchange act of 1934, as amended. there have been no other changes to the terms of these options. |
f2 | reflects an initial grant of 16,500 options granted on june 3, 2022 that vests as follows: one-twelfth (1/12th) of the shares subject to the option shall vest on july 2, 2022 and each month thereafter, subject to the reporting person continuing to provide services through each such date. |
f3 | these options are fully vested. |