Form Type: 4

SEC EDGAR Link
Accession Number:0001628280-22-022553
Date:2022-08-09
Issuer: R1 RCM INC. /DE (RCM)
Original Submission Date:

Reporting Person:

SPARBY JOHN M.
C/O R1 RCM INC.
434 W. ASCENSION WAY, 6TH FLOOR MURRAY, UT 84123

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2022-08-09 S 4,691 d $25.83 188,137 direct
COMMON STOCK 2022-08-10 S 20,000 d $25.95 168,137 direct
COMMON STOCK 2022-08-11 S 4,365 d $26.03 163,772 direct
COMMON STOCK 2022-08-09 0 $0.00 10,000 indirect f4
COMMON STOCK 2022-08-09 0 $0.00 30,046 indirect f5
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the price reported in column 4 is a weighted average price. the shares were sold in multiple transactions at prices ranging from $25.80 to $25.89 per share. the reporting person undertakes to provide to r1 rcm inc., any security holder of r1 rcm inc. or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
f2 the price reported in column 4 is a weighted average price. the shares were sold in multiple transactions at prices ranging from $25.85 to $26.04 per share. the reporting person undertakes to provide to r1 rcm inc., any security holder of r1 rcm inc. or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
f3 the price reported in column 4 is a weighted average price. the shares were sold in multiple transactions at prices ranging from $25.80 to $26.21 per share. the reporting person undertakes to provide to r1 rcm inc., any security holder of r1 rcm inc. or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
f4 these shares of common stock are held in a grantor retained annuity trust for the benefit of the reporting person and his two children. the reporting person's former spouse is the trustee of the trust.
f5 these shares of common stock are held in a grantor retained annuity trust for the benefit of the reporting person and his nieces and nephews. the reporting person shares investment control over r1 rcm inc. securities held by the trust with his former spouse, who is the trustee of the trust.
WhaleWisdom Logo

Elevate your investments