Form Type: 4

SEC EDGAR Link
Accession Number:0001140361-22-029516
Date:2022-08-10
Issuer: GREAT ELM GROUP, INC. (GEG)
Original Submission Date:

Reporting Person:

DRAPKIN MATTHEW A
C/O NORTHERN RIGHT CAPITAL MANAGEMENT,
L.P., 9 OLD KINGS HWY S., 4TH FLOOR DARIEN, CT 06820

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2022-08-10 P 1,351 a $2.04 1,465,045 f1 indirect f4,f5
COMMON STOCK 2022-08-10 P 444 a $2.04 107,540 f2 indirect f4,f5
COMMON STOCK 2022-08-10 P 2,349 a $2.04 1,675,201 f3 indirect f4,f5
COMMON STOCK 2022-08-12 P 13,360 a $2.00 1,478,405 f1 indirect f4,f5
COMMON STOCK 2022-08-12 P 4,423 a $2.00 111,963 f2 indirect f4,f5
COMMON STOCK 2022-08-12 P 23,337 a $2.00 1,698,538 f3 indirect f4,f5
COMMON STOCK 2022-08-10 0 $0.00 276,711 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 represents shares of common stock held directly by northern right capital (qp), l.p., a texas limited partnership ("northern right qp").
f2 represents shares of common stock held directly by nrc partners i, l.p. ("nrc partners").
f3 represents shares of common stock purchased managed accounts (the "managed accounts") on behalf of certain investment advisory clients of northern right capital management, l.p. ("northern right management").
f4 as general partner and investment manager of nrc partners and northern right qp, northern right capital management, l.p. ("northern right management") may be deemed to be the beneficial owner of the shares of common stock held by nrc partners and northern right qp. as the investment manager of the managed accounts, northern right management may also be deemed to be the beneficial owner of the shares of common stock held by the managed accounts. as general partner of northern right management, bc advisors, llc, a texas limited liability company ("bca") may be deemed to be the beneficial owner of the shares of common stock beneficially owned (or deemed beneficially owned) by northern right management. as the managing member of bca, the reporting person may be deemed to be the beneficial owner of the shares of common stock beneficially owned (or deemed beneficially owned) by bca.
f5 (continued from footnote 4) the reporting person disclaims such beneficial ownership of the shares of common stock indirectly owned through his position with bca, except to the extent of his pecuniary interest therein.

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