Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-22-045726
Date:2022-08-11
Issuer: SUNOPTA INC. (STKL)
Original Submission Date:

Reporting Person:

DUCHSCHER ROBERT
7078 SHADY OAK ROAD
EDEN PRAIRIE, MN 55344

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON SHARES 2022-08-11 S 20,000 d $10.35 105,439 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 this sale is pursuant to a rule 10b5-1 trading plan adopted on may 14, 2021, as amended on march 15, 2022.
f2 the price reported in column 4 is a weighted average price. these shares were purchased in multiple transactions at prices ranging from $10.00 to $10.79, inclusive. the reporting person undertakes to provide to sunopta inc., any security holder of sunopta inc., or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this form 4.
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