Form Type: 4

SEC EDGAR Link
Accession Number:0000899243-22-028657
Date:2022-08-11
Issuer: ORTHOPEDIATRICS CORP (KIDS)
Original Submission Date:

Reporting Person:

PELIZZON DAVID R
C/O SQUADRON CAPITAL LLC
18 HARTFORD AVE., PO BOX 223 GRANBY, CT 06035

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
WARRANTS (RIGHT TO BUY) 0.0003 2022-08-11 deemed execution date P 1,525,000 (a) common stock 1,525,000 $0.00 1,525,000 indirect see footnote
Footnotes
IDfootnote
f1 squadron capital llc ("squadron") beneficially owns shares of the issuer's common stock with a market value in excess of the notification threshold of the hart-scott-rodino antitrust improvements act of 1976, as amended (the "hsr act"). the warrants may not be exercised until the expiration of all applicable hsr act waiting periods or the exercise otherwise becomes exempt from the notification requirements thereunder. once the warrants become exercisable, squadron is obligated to exercise them within five (5) business days.
f2 these securities are held directly by squadron. as the president and a member of the managing committee of squadron, the reporting person may be deemed to be the beneficial owner of these securities. the reporting person expressly disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein. the inclusion of these securities in this report shall not be deemed to be an admission of beneficial ownership for purposes of section 16 or for any other purpose.
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