Accession Number: | 0000899243-22-028657 |
Date: | 2022-08-11 |
Issuer: | ORTHOPEDIATRICS CORP (KIDS) |
Original Submission Date: |
PELIZZON DAVID R
C/O SQUADRON CAPITAL LLC
18 HARTFORD AVE., PO BOX 223
GRANBY, CT 06035
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
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Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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WARRANTS (RIGHT TO BUY) | 0.0003 | 2022-08-11 | deemed execution date | P | 1,525,000 (a) | common stock 1,525,000 | $0.00 | 1,525,000 | indirect | see footnote |
ID | footnote |
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f1 | squadron capital llc ("squadron") beneficially owns shares of the issuer's common stock with a market value in excess of the notification threshold of the hart-scott-rodino antitrust improvements act of 1976, as amended (the "hsr act"). the warrants may not be exercised until the expiration of all applicable hsr act waiting periods or the exercise otherwise becomes exempt from the notification requirements thereunder. once the warrants become exercisable, squadron is obligated to exercise them within five (5) business days. |
f2 | these securities are held directly by squadron. as the president and a member of the managing committee of squadron, the reporting person may be deemed to be the beneficial owner of these securities. the reporting person expressly disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein. the inclusion of these securities in this report shall not be deemed to be an admission of beneficial ownership for purposes of section 16 or for any other purpose. |