Form Type: 4

SEC EDGAR Link
Accession Number:0000926282-22-000050
Date:2022-08-23
Issuer: ADTRAN HOLDINGS, INC. (ADTN)
Original Submission Date:

Reporting Person:

PROTIVA BRIAN
901 EXPLORER BOULEVARD
HUNTSVILLE, AL 35806

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2022-08-23 M 17,668 a $10.58 348,277 direct
COMMON STOCK 2022-08-23 S 17,668 d $24.64 330,609 direct
COMMON STOCK 2022-08-23 M 8,833 a $7.04 339,442 direct
COMMON STOCK 2022-08-23 S 8,833 d $24.64 330,609 direct
COMMON STOCK 2022-08-23 0 $0.00 19,361 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION 10.58 2022-08-23 deemed execution date M 17,668 (d) 2023-05-14 common stock 17,668 $10.58 0 direct
STOCK OPTION 7.04 2022-08-23 deemed execution date M 8,833 (d) 2025-05-14 common stock 8,833 $7.04 52,997 direct
STOCK OPTION 19.08 deemed execution date 0 ( ) 2029-05-14 common stock 88,326 $19.08 88,326 direct
STOCK OPTION 12.17 deemed execution date 0 ( ) 2028-05-14 common stock 49,464 $12.17 49,464 direct
STOCK OPTION 7.01 deemed execution date 0 ( ) 2027-05-14 common stock 41,220 $7.01 41,220 direct
Footnotes
IDfootnote
f1 the options granted to the reporting person vested/vests on the fourth anniversary of the date of grant.
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