Accession Number: | 0000926282-22-000050 |
Date: | 2022-08-23 |
Issuer: | ADTRAN HOLDINGS, INC. (ADTN) |
Original Submission Date: |
PROTIVA BRIAN
901 EXPLORER BOULEVARD
HUNTSVILLE, AL 35806
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2022-08-23 | M | 17,668 | a | $10.58 | 348,277 | direct | ||
COMMON STOCK | 2022-08-23 | S | 17,668 | d | $24.64 | 330,609 | direct | ||
COMMON STOCK | 2022-08-23 | M | 8,833 | a | $7.04 | 339,442 | direct | ||
COMMON STOCK | 2022-08-23 | S | 8,833 | d | $24.64 | 330,609 | direct | ||
COMMON STOCK | 2022-08-23 | 0 | $0.00 | 19,361 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
STOCK OPTION | 10.58 | 2022-08-23 | deemed execution date | M | 17,668 (d) | 2023-05-14 | common stock 17,668 | $10.58 | 0 | direct | ||
STOCK OPTION | 7.04 | 2022-08-23 | deemed execution date | M | 8,833 (d) | 2025-05-14 | common stock 8,833 | $7.04 | 52,997 | direct | ||
STOCK OPTION | 19.08 | deemed execution date | 0 ( ) | 2029-05-14 | common stock 88,326 | $19.08 | 88,326 | direct | ||||
STOCK OPTION | 12.17 | deemed execution date | 0 ( ) | 2028-05-14 | common stock 49,464 | $12.17 | 49,464 | direct | ||||
STOCK OPTION | 7.01 | deemed execution date | 0 ( ) | 2027-05-14 | common stock 41,220 | $7.01 | 41,220 | direct |
ID | footnote |
---|---|
f1 | the options granted to the reporting person vested/vests on the fourth anniversary of the date of grant. |