Accession Number: | 0000899243-22-030099 |
Date: | 2022-08-26 |
Issuer: | CELULARITY INC (CELU) |
Original Submission Date: |
SCULLEY JOHN
C/O CELULARITY INC.
170 PARK AVENUE
FLORHAM PARK, NJ 07932
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
CLASS A COMMON STOCK | 2022-08-26 | M | 768,594 | a | $0.28 | 804,739 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
STOCK OPTION (RIGHT TO BUY) | 0.28 | 2022-08-26 | deemed execution date | M | 768,594 (d) | 2027-06-02 | class a common stock 768,594 | $0.28 | 0 | direct |
ID | footnote |
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f1 | these shares include 36,145 restricted stock units ("rsus") granted under the celularity inc. 2021 equity incentive plan (the "2021 plan"), with each rsu representing a right to receive one share of the issuer's class a common stock. the rsus shall vest and become exercisable on the earlier of (i) july 13, 2023, such date being the one-year anniversary of the date of grant, and (ii) the next annual stockholder meeting; in each case subject to the reporting person's continuous service with the issuer through such date |
f2 | this option is fully vested and exercisable. |