Form Type: 4

SEC EDGAR Link
Accession Number:0000899243-22-030099
Date:2022-08-26
Issuer: CELULARITY INC (CELU)
Original Submission Date:

Reporting Person:

SCULLEY JOHN
C/O CELULARITY INC.
170 PARK AVENUE FLORHAM PARK, NJ 07932

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2022-08-26 M 768,594 a $0.28 804,739 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 0.28 2022-08-26 deemed execution date M 768,594 (d) 2027-06-02 class a common stock 768,594 $0.28 0 direct
Footnotes
IDfootnote
f1 these shares include 36,145 restricted stock units ("rsus") granted under the celularity inc. 2021 equity incentive plan (the "2021 plan"), with each rsu representing a right to receive one share of the issuer's class a common stock. the rsus shall vest and become exercisable on the earlier of (i) july 13, 2023, such date being the one-year anniversary of the date of grant, and (ii) the next annual stockholder meeting; in each case subject to the reporting person's continuous service with the issuer through such date
f2 this option is fully vested and exercisable.
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