Accession Number: | 0001104659-22-097129 |
Date: | 2022-08-31 |
Issuer: | LIQUIDIA CORP (LQDA) |
Original Submission Date: |
JEFFS ROGER
419 DAVIS DRIVE, SUITE 100
MORRISVILLE, NC 27560
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2022-08-31 | P | 993 | a | $4.90 | 116,007 | direct | ||
COMMON STOCK | 2022-08-31 | 0 | $0.00 | 46,595 | indirect | f1 | |||
COMMON STOCK | 2022-08-31 | 0 | $0.00 | 1,541,667 | indirect | f2 |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | the securities are held by roger a. jeffs living trust uad 2/29/2000 (the "trust"). the reporting person is the trustee of the trust. |
f2 | the securities are held by serendipity biopharma llc ("serendipity"). the reporting person is a manager of serendipity and has sole voting and dispositive power over the issuer common stock held by serendipity. |