Form Type: 4

SEC EDGAR Link
Accession Number:0001831631-22-000254
Date:2022-08-31
Issuer: LOANDEPOT, INC. (LDI)
Original Submission Date:

Reporting Person:

PATENAUDE PAMELA H.
C/O LOANDEPOT, INC. ATTN GENERAL COUNSEL
26642 TOWNE CENTRE DRIVE FOOTHILL RANCH, CA 92610

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2022-08-31 M 21,551 a $0.00 82,159 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2022-08-31 deemed execution date M 21,551 (d) class a common stock 21,551 $0.00 43,104 direct
Footnotes
IDfootnote
f1 as per the restricted stock unit award agreement dated august 6, 2021 ("2021 agreement"), restricted stock units ("rsus") vested in a first installment of 2,862 on september 30, 21 and then 3 installments of 2,863 each on december 31, 21, march 31, 2022, and june 8, 2022 and as per the restricted stock unit award agreement dated june 21, 2022 ("2022 agreement"), rsus settle in shares of class a common stock in 4 installments of 43,104 on june 30, 2022, 21,551 on august 31, 2022, 21,552 on november 30, 2022 and a final installment of 21,552 on february 28, 2023. within 30 days following vesting of rsus, issuer shall deliver the number of shares of class a common stock that correspond to the number of rsus that vested on the vesting date or, at the discretion of the compensation committee, its cash equivalent.
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