Form Type: 4/A

SEC EDGAR Link
Accession Number:0000926282-22-000052
Date:2022-08-23
Issuer: ADTRAN HOLDINGS, INC. (ADTN)
Original Submission Date:2022-08-25

Reporting Person:

PROTIVA BRIAN
901 EXPLORER BOULEVARD
HUNTSVILLE, AL 35806

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2022-08-23 M 17,668 a $10.58 348,277 direct
COMMON STOCK 2022-08-23 M 8,833 a $7.04 357,110 direct
COMMON STOCK 2022-08-23 S 26,501 d $24.64 330,609 direct
COMMON STOCK 2022-08-23 0 $0.00 19,361 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION 10.58 2022-08-23 deemed execution date M 17,668 (d) 2020-05-16 2023-05-14 common stock 17,668 $10.58 0 direct
STOCK OPTION 7.04 2022-08-23 deemed execution date M 8,833 (d) 2022-05-16 2025-05-14 common stock 8,833 $7.04 52,997 direct
STOCK OPTION 19.08 deemed execution date 0 ( ) 2026-05-16 2029-05-14 common stock 88,326 $19.08 88,326 direct
STOCK OPTION 12.17 deemed execution date 0 ( ) 2025-05-16 2028-05-14 common stock 49,464 $12.17 49,464 direct
STOCK OPTION 7.01 deemed execution date 0 ( ) 2024-05-16 2027-05-14 common stock 41,220 $7.01 41,220 direct
Footnotes
IDfootnote
f1 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $24.47 to $24.94, inclusive. the reporting person undertakes to provide to adtran holdings, inc. (the issuer), any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this form 4.
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