Form Type: 4

SEC EDGAR Link
Accession Number:0000926282-22-000056
Date:2022-09-01
Issuer: ADTRAN HOLDINGS, INC. (ADTN)
Original Submission Date:

Reporting Person:

STANTON THOMAS R
C/O ADTRAN
901 EXPLORER BLVD. HUNTSVILLE, AL 35806

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2022-09-04 P 296 a $22.90 855,753 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
PHANTOM STOCK 0.0 2022-09-01 deemed execution date P 619 (a) common stock 619 $0.00 158,917 direct
STOCK OPTION 15.33 deemed execution date 0 ( ) 2025-11-14 common stock 94,387 $15.33 94,387 direct
STOCK OPTION 18.97 deemed execution date 0 ( ) 2024-11-15 common stock 94,207 $18.97 94,207 direct
STOCK OPTION 23.64 deemed execution date 0 ( ) 2023-11-02 common stock 75,366 $23.64 75,366 direct
Footnotes
IDfootnote
f1 reflects shares acquired through the automatic reinvestment of dividends paid on the issuer's common stock.
f2 represents shares of phantom stock of the issuer that have been acquired through the automatic reinvestment of dividends paid on the issuer's common stock held in the reporting person's account under the issuer's deferred compensation plan. the phantom shares become payable in cash six months after the reporting person's separation of service with the issuer.
f3 the options granted to the reporting person vested in four equal annual installments beginning on november 14, 2015.
f4 the options granted to the reporting person vested in four equal annual installments beginning on november 15, 2014.
f5 the options granted to the reporting person vested in four equal annual installments beginning on november 2, 2013.
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