Accession Number: | 0000926282-22-000056 |
Date: | 2022-09-01 |
Issuer: | ADTRAN HOLDINGS, INC. (ADTN) |
Original Submission Date: |
STANTON THOMAS R
C/O ADTRAN
901 EXPLORER BLVD.
HUNTSVILLE, AL 35806
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2022-09-04 | P | 296 | a | $22.90 | 855,753 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
PHANTOM STOCK | 0.0 | 2022-09-01 | deemed execution date | P | 619 (a) | common stock 619 | $0.00 | 158,917 | direct | |||
STOCK OPTION | 15.33 | deemed execution date | 0 ( ) | 2025-11-14 | common stock 94,387 | $15.33 | 94,387 | direct | ||||
STOCK OPTION | 18.97 | deemed execution date | 0 ( ) | 2024-11-15 | common stock 94,207 | $18.97 | 94,207 | direct | ||||
STOCK OPTION | 23.64 | deemed execution date | 0 ( ) | 2023-11-02 | common stock 75,366 | $23.64 | 75,366 | direct |
ID | footnote |
---|---|
f1 | reflects shares acquired through the automatic reinvestment of dividends paid on the issuer's common stock. |
f2 | represents shares of phantom stock of the issuer that have been acquired through the automatic reinvestment of dividends paid on the issuer's common stock held in the reporting person's account under the issuer's deferred compensation plan. the phantom shares become payable in cash six months after the reporting person's separation of service with the issuer. |
f3 | the options granted to the reporting person vested in four equal annual installments beginning on november 14, 2015. |
f4 | the options granted to the reporting person vested in four equal annual installments beginning on november 15, 2014. |
f5 | the options granted to the reporting person vested in four equal annual installments beginning on november 2, 2013. |