Accession Number: | 0001570562-22-000127 |
Date: | 2022-09-06 |
Issuer: | EVOLUS, INC. (EOLS) |
Original Submission Date: |
FARRELL PETER C
520 NEWPORT CENTER DRIVE
SUITE 1200
NEWPORT BEACH, CA 92660
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2022-09-06 | P | 10,000 | a | $9.10 | 10,000 | indirect | f2 | |
COMMON STOCK | 2022-09-06 | 0 | $0.00 | 34,881 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | the shares were purchased in multiple trades at prices ranging from $9.02 to $9.18. the price reported above reflects the weighted average purchase price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
f2 | by peter c. farrell trust |
f3 | total includes 15,568 shares issuable on settlement of restricted stock units ("rsus") granted to the reporting person. each rsu represents a contingent right to receive one share of the issuer's common stock. the rsus will vest in full on the one year anniversary of january 24, 2022, provided the reporting person remains in continuous service before the vesting date, subject to accelerated vesting in certain events, including upon certain changes of control of the issuer. |