Form Type: 4

SEC EDGAR Link
Accession Number:0000902664-22-004182
Date:2022-09-06
Issuer: LIQUIDIA CORP (LQDA)
Original Submission Date:

Reporting Person:

CALIGAN PARTNERS LP
590 MADISON AVENUE
NEW YORK, NY 10022

Reporting Person:

JOHNSON DAVID EDWARD
590 MADISON AVENUE
NEW YORK, NY 10022

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK, $0.001 PAR VALUE PER SHARE ("COMMON STOCK") 2022-09-06 P 250,000 a $5.62 10,643,627 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 price is the volume weighted average purchase price of all purchases by caligan partners lp ("caligan") and david johnson (together with caligan, the "reporting persons") on the transaction date for prices ranging from $5.47 to $5.77.
f2 the securities reported herein are held by an affiliated fund to which caligan serves as investment manager and a managed account to which caligan serves as a consultant. david johnson is the partner of caligan and a managing member of caligan partners gp llc, the general partner of caligan.
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