| Accession Number: | 0001493152-22-025234 |
| Date: | 2022-09-07 |
| Issuer: | PERMA FIX ENVIRONMENTAL SERVICES INC (PESI) |
| Original Submission Date: |
DUFF MARK
8302 DUNWOODY PLACE, SUITE 250
ATLANTA,, GA 30350
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | 2022-09-07 | P | 500 | a | $4.76 | 38,984 | direct | ||
| COMMON STOCK | 2022-09-07 | P | 1,000 | a | $4.75 | 39,984 | direct |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION | 3.65 | deemed execution date | 0 ( ) | 2023-07-27 | common stock 100,000 | $3.65 | 100,000 | direct | ||||
| STOCK OPTION | 3.15 | deemed execution date | 0 ( ) | 2025-01-17 | common stock 25,000 | $3.15 | 25,000 | direct | ||||
| STOCK OPTION | 7.005 | deemed execution date | 0 ( ) | 2027-10-14 | common stock 50,000 | $7.01 | 50,000 | direct |
| ID | footnote |
|---|---|
| f1 | incentive stock option granted 07/27/2017 under the company's 2017 stock option plan. the option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year. |
| f2 | incentive stock option granted 01/17/2019 under the company's 2017 stock option plan. the option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year. |
| f3 | incentive stock option granted 10/14/2021 under the company's 2017 stock option plan. the option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year. |
