Form Type: 4

SEC EDGAR Link
Accession Number:0001225208-22-010132
Date:2022-09-03
Issuer: NRG ENERGY, INC. (NRG)
Original Submission Date:

Reporting Person:

GUTIERREZ MAURICIO
804 CARNEGIE CENTER
PRINCETON, NJ 08540

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK, PAR VALUE $.01 PER SHARE 2022-09-03 F 2,021 d $0.00 1,095,450 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 on september 3, 2021, the reporting person was issued a supplemental grant of 14,881 restricted stock units ("rsus") by nrg energy, inc. under nrg energy, inc.'s amended and restated long term incentive plan. each rsu is equivalent in value to one share of nrg's common stock, par value $.01. on september 3, 2022, 4,955 shares vested. the reporting person elected to satisfy their tax obligation upon the exchange of common stock for rsus having a value on the date of the exchange equal to the withholding obligation. this form reflects the surrender of 2,021 shares of common stock to satisfy the grantee's tax withholding obligation.
f2 in connection with the vesting of the rsus described above, 180 ders vested, resulting in the reporting person holding 5,794 dividend equivalent rights in the aggregate. dividend equivalent rights accrue on the reporting person's restricted stock units or relative performance stock units, which become exercisable proportionately with the restricted stock units or relative performance stock units.

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