Accession Number: | 0001493152-22-025328 |
Date: | 2022-09-07 |
Issuer: | PERMA FIX ENVIRONMENTAL SERVICES INC (PESI) |
Original Submission Date: |
LOMBARDO ANDY
8302 DUNWOODY PLACE, SUITE 250
ATLANTA,, GA 30350
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2022-09-07 | P | 200 | a | $4.73 | 6,100 | direct | ||
COMMON STOCK | 2022-09-07 | P | 200 | a | $4.72 | 6,300 | direct | ||
COMMON STOCK | 2022-09-07 | P | 500 | a | $4.73 | 6,800 | direct | ||
COMMON STOCK | 2022-09-07 | P | 100 | a | $4.71 | 6,900 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
STOCK OPTION | 3.6 | deemed execution date | 0 ( ) | 2023-10-19 | common stock 12,000 | $3.60 | 12,000 | direct | ||||
STOCK OPTION | 3.15 | deemed execution date | 0 ( ) | 2025-01-17 | common stock 8,000 | $3.15 | 8,000 | direct | ||||
STOCK OPTION | 7.005 | deemed execution date | 0 ( ) | 2027-10-14 | common stock 25,000 | $7.01 | 25,000 | direct |
ID | footnote |
---|---|
f1 | incentive stock option granted 10/19/2017 under the company's 2017 stock option plan. option to purchase 8,000 shares is vested. option to purchase 4,000 shares will vest on anniversary date of 10/19/2022. |
f2 | incentive stock option granted 01/17/2019 under the company's 2017 stock option plan. option to purchase 4,000 shares is vested. option to purchase 2,000 shares will vest on anniversary date of 1/17 in each of years 2023 and 2024. |
f3 | incentive stock option granted 10/14/2021 under the company's 2017 stock option plan. the option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year. |