Form Type: 4

SEC EDGAR Link
Accession Number:0001819493-22-000105
Date:2022-09-12
Issuer: XOS, INC. (XOS)
Original Submission Date:

Reporting Person:

MATTSON GEORGE N
C/O XOS, INC.
3550 TYBURN STREET, UNIT 100 LOS ANGELES, CA 90065

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2022-09-12 A 115,606 a $0.00 327,317 direct
COMMON STOCK 2022-09-12 0 $0.00 3,973,525 indirect f3
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the shares reported in this transaction represent restricted stock units ("rsus"). the restricted stock units vest on the earlier of (i) the first anniversary of the grant date and (ii) the day before the next annual meeting of xos, inc. following the grant date, subject to the reporting person's continuous service with xos, inc. through the vesting date.
f2 includes 172,835 unvested rsus. each rsu represents a contingent right to receive one share of common stock upon settlement.
f3 shares are held by ngac gnm feeder llc ("ngac"). the reporting person may be deemed to beneficially own such shares by virtue of his shared control over ngac. the reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
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