Form Type: 4

SEC EDGAR Link
Accession Number:0000947871-22-000964
Date:2022-09-12
Issuer: SPRINGWORKS THERAPEUTICS, INC. (SWTX)
Original Submission Date:

Reporting Person:

ORBIMED ADVISORS LLC
601 LEXINGTON AVENUE, 54TH FLOOR
NEW YORK, NY 10022

Reporting Person:

ORBIMED CAPITAL GP VI LLC
601 LEXINGTON AVENUE, 54TH FLOOR
NEW YORK, NY 10022

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2022-09-12 S 123,897 d $31.96 5,629,842 indirect
COMMON STOCK 2022-09-12 S 30,000 d $31.98 5,599,842 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 these securities are held of record by orbimed private investments vi, lp ("opi vi"). orbimed capital gp vi llc ("gp vi") is the general partner of opi vi, and orbimed advisors llc ("orbimed advisors") is the managing member of gp vi. by virtue of such relationships, gp vi and orbimed advisors may be deemed to have voting power and investment power over the securities held by opi vi and as a result, may be deemed to have beneficial ownership over such securities. orbimed advisors exercises voting and investment power through a management committee comprised of carl l. gordon, sven h. borho, and w. carter neild, each of whom disclaims beneficial ownership of the shares held by opi vi.
f2 this report on form 4 is filed by orbimed advisors and orbimed gp vi. each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of rule 16a-1(a) under the securities exchange act of 1934, as amended (the "exchange act"), except to the extent of its pecuniary interest therein, if any. this report on form 4 shall not be deemed an admission that any of the reporting persons is a beneficial owner of such securities for the purpose of section 16 of the exchange act, or for any other purpose.
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