Accession Number: | 0001032553-22-000030 |
Date: | 2022-09-20 |
Issuer: | CIENA CORP (CIEN) |
Original Submission Date: |
SMITH GARY B
C/O CIENA CORPORATION
7035 RIDGE RD.
HANOVER, MD 21076-1426
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2022-09-20 | F | 1,629 | d | $40.58 | 404,998 | direct | ||
COMMON STOCK | 2022-09-20 | F | 2,125 | d | $40.58 | 402,873 | direct | ||
COMMON STOCK | 2022-09-20 | F | 2,582 | d | $40.58 | 400,291 | direct | ||
COMMON STOCK | 2022-09-20 | F | 2,625 | d | $40.58 | 397,666 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (rsu) award agreement dated 12/14/2021. acquisition of the rsu was previously reported in table i of the reporting person's form 4 on 12/16/2021. |
f2 | shares reported include unvested restricted stock units (rsus) and performance stock units (psus). |
f3 | represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (rsu) award agreement dated 12/16/2020. acquisition of the rsu was previously reported in table i of the reporting person's form 4 on 12/18/2020. |
f4 | represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (rsu) award agreement dated 12/17/2019. acquisition of the rsu was previously reported in table i of the reporting person's form 4 on 12/19/2019. |
f5 | represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (rsu) award agreement dated 12/18/2018. acquisition of the rsu was previously reported in table i of the reporting person's form 4 on 12/20/2018. |