Form Type: 4

SEC EDGAR Link
Accession Number:0001032553-22-000030
Date:2022-09-20
Issuer: CIENA CORP (CIEN)
Original Submission Date:

Reporting Person:

SMITH GARY B
C/O CIENA CORPORATION
7035 RIDGE RD. HANOVER, MD 21076-1426

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2022-09-20 F 1,629 d $40.58 404,998 direct
COMMON STOCK 2022-09-20 F 2,125 d $40.58 402,873 direct
COMMON STOCK 2022-09-20 F 2,582 d $40.58 400,291 direct
COMMON STOCK 2022-09-20 F 2,625 d $40.58 397,666 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (rsu) award agreement dated 12/14/2021. acquisition of the rsu was previously reported in table i of the reporting person's form 4 on 12/16/2021.
f2 shares reported include unvested restricted stock units (rsus) and performance stock units (psus).
f3 represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (rsu) award agreement dated 12/16/2020. acquisition of the rsu was previously reported in table i of the reporting person's form 4 on 12/18/2020.
f4 represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (rsu) award agreement dated 12/17/2019. acquisition of the rsu was previously reported in table i of the reporting person's form 4 on 12/19/2019.
f5 represents shares withheld to cover payment of the tax liabilities of the reporting person related to a restricted stock unit (rsu) award agreement dated 12/18/2018. acquisition of the rsu was previously reported in table i of the reporting person's form 4 on 12/20/2018.
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