Form Type: 4

SEC EDGAR Link
Accession Number:0001104659-22-102343
Date:2022-09-20
Issuer: TUESDAY MORNING CORP/DE (TUEM)
Original Submission Date:

Reporting Person:

BAUMANN WILLIAM
6250 LBJ FWY
DALLAS, TX 75240

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
JUNIOR SECURED CONVERTIBLE NOTES 0.077 2022-09-20 deemed execution date A 50,000 (a) 2027-12-31 common stock 649,351 $0.08 50,000 direct
Footnotes
IDfootnote
f1 subject to adjustment, from time to time, for the issuance of common stock, options or convertible securities and for any stock split, stock dividend, recapitalization or other events as provided in the junior secured convertible notes.
f2 the junior secured convertible notes will become convertible upon the effectiveness of an amendment to the company's certificate of incorporation that provides for sufficient authorized shares for conversion.
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