Accession Number: | 0001104659-22-102343 |
Date: | 2022-09-20 |
Issuer: | TUESDAY MORNING CORP/DE (TUEM) |
Original Submission Date: |
BAUMANN WILLIAM
6250 LBJ FWY
DALLAS, TX 75240
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
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Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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JUNIOR SECURED CONVERTIBLE NOTES | 0.077 | 2022-09-20 | deemed execution date | A | 50,000 (a) | 2027-12-31 | common stock 649,351 | $0.08 | 50,000 | direct |
ID | footnote |
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f1 | subject to adjustment, from time to time, for the issuance of common stock, options or convertible securities and for any stock split, stock dividend, recapitalization or other events as provided in the junior secured convertible notes. |
f2 | the junior secured convertible notes will become convertible upon the effectiveness of an amendment to the company's certificate of incorporation that provides for sufficient authorized shares for conversion. |