Form Type: 4

SEC EDGAR Link
Accession Number:0001664272-22-000282
Date:2022-10-01
Issuer: TRUIST FINANCIAL CORP (TFC)
Original Submission Date:

Reporting Person:

FITZSIMMONS ELLEN M
214 N. TRYON STREET
CHARLOTTE, NC 28202

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2022-10-01 M 53,420 a $43.54 97,509 direct
COMMON STOCK 2022-10-01 F 23,740 d $43.54 73,769 direct
COMMON STOCK 2022-10-01 0 $0.00 54 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2022-10-01 deemed execution date M 53,420 (d) 2022-10-01 2022-10-01 common stock 53,420 $0.00 0 direct
Footnotes
IDfootnote
f1 represents time-vested restricted stock units, each convertible into one share of common stock, under the suntrust banks, inc. 2009 stock plan or the suntrust banks, inc. 2018 omnibus incentive compensation plan. pursuant to the merger agreement at the effective time of the merger, each outstanding suntrust time-vested restricted stock unit automatically converted into a truist time-vested restricted stock unit convertible into shares of truist common stock, with the number of underlying shares of truist common stock determined as set forth in the merger agreement. each truist time-vested restricted stock unit is subject to the same terms and conditions (including vesting terms) as applied to the corresponding suntrust time-vested restricted stock unit immediately prior to the effective time of the merger.
f2 includes shares acquired as a result of dividend reinvestment since the last reported transaction.
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