Form Type: 4/A

SEC EDGAR Link
Accession Number:0001562180-22-007103
Date:2022-10-03
Issuer: BIOHAVEN LTD. (BHVN)
Original Submission Date:2022-10-05

Reporting Person:

CORIC VLAD
C/O BIOHAVEN LTD.
215 CHURCH STREET NEW HAVEN, CT 06510

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON SHARES 2022-10-03 J 46,025 a $0.00 622,284 f2 direct
COMMON SHARES 2022-10-03 J 249,130 a $0.00 249,130 f2 indirect
COMMON SHARES 2022-10-03 J 156,750 a $0.00 156,750 f2 indirect
COMMON SHARES 2022-10-03 J 9,565 a $0.00 9,565 f2 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 represents common shares of the issuer ("common shares") acquired by the reporting person in a pro rata distribution by biohaven pharmaceutical holding company ltd. ("remainco") to holders of its common shares (the "distribution") pursuant to the separation and distribution agreement (the "separation agreement"), dated as of may 9, 2022, by and among remainco, the issuer, and pfizer inc. ("pfizer").
f2 this amendment is being filed to correct the form of ownership reported in the form 4 filed on october 5, 2022 (the "original form 4"). the original form 4 inadvertently incorrectly reported that all common shares acquired in the distribution were directly held by the reporting person; however, as reflected in this amendment, a portion of the common shares acquired were indirectly held by the reporting person in the vladimir coric family trust, the vladimir coric marital trust, and the 401(k) plan. there were no other changes made to the information in the original form 4.
f3 these common shares are held in a trust for the benefit of the reporting person's family members, excluding the reporting person. the reporting person's spouse is trustee of the trust. the reporting person disclaims beneficial ownership of these securities, and the inclusion of the securities held by the trust in this report and prior section 16 filings by the reporting person is not an admission that the reporting person is the beneficial owner of these securities for purposes of section 16 or for any other purpose.

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