Form Type: 4

SEC EDGAR Link
Accession Number:0001271163-22-000045
Date:2022-10-07
Issuer: GDL FUND (GDL)
Original Submission Date:

Reporting Person:

GABELLI MARIO J
C/O GAMCO INVESTORS, INC
ONE CORPORATE CENTER RYE, NY 10580

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON SHARES, PAR VALUE $0.001 2022-10-07 P 1,200 a $7.89 48,000 indirect f1
COMMON SHARES, PAR VALUE $0.001 2022-10-07 0 $0.00 1,846,943 indirect f2
COMMON SHARES, PAR VALUE $0.001 2022-10-07 0 $0.00 7,364 indirect f3
COMMON SHARES, PAR VALUE $0.001 2022-10-07 0 $0.00 244,500 indirect f4
COMMON SHARES, PAR VALUE $0.001 2022-10-07 0 $0.00 240,857 direct
COMMON SHARES, PAR VALUE $0.001 2022-10-07 0 $0.00 2,510,000 indirect f5
COMMON SHARES, PAR VALUE $0.001 2022-10-07 0 $0.00 60,063 indirect f6
COMMON SHARES, PAR VALUE $0.001 2022-10-07 0 $0.00 57,132 indirect f7
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the shares reported reflect the total shares owned by gpj retirement partners, llc, a limited liability company. mr. gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.
f2 the shares reported reflect the total shares owned by associated capital group, inc. (ac). mario j. gabelli is the executive chair and controlling shareholder of ac. mr. gabelli has less than a 100% interest in ac and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
f3 the shares reported reflect the total shares owned by gabelli & company investment advisers, inc. (gcia), a majority owned subsidiary of associated capital group, inc. mr. gabelli has less than a 100% interest in gcia and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.
f4 the shares reported reflect the total shares owned by ggcp, inc. (ggcp). mario j. gabelli is the chief executive officer, a director, and the controlling shareholder of ggcp. mr. gabelli has less than a 100% interest in ggcp and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
f5 the shares being reported are held at e3m investors, llc, in which mr. gabelli has less than a 100% interest and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.
f6 the shares reported reflect the total shares owned by mjg iv limited partnership, a limited partnership for which mr. gabelli serves as a general partner. mr. gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.
f7 the shares reported reflect the total shares owned by gamco investors, inc. (gamco). mario j. gabelli is the chairman, chief executive officer, and controlling shareholder of gamco. mr. gabelli has less than a 100% interest in gamco and disclaims beneficial ownership of the shares held by it which are in excess of his indirect pecuniary interest.

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